Saturday 28 September 2013

Stock brokers and sub-brokers Regulations amended; SEBI puts in place new Form for registration of s

SEBI : SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2013 - Amendment in Regulation 2 & Schedule III; Substitution of Chapter II (Regulations 3, 4, 5 , 6 7, 8, 9 & 10) Form A & Form D; Insertion of Chapter II-A (Regulations 10A, 10B, 10C & 10D) & Chapter VII (Regulations 29 & 30), Schedules V, VI & Form AD and Omission of Chapters III-A, III-B, III-C & Schedules IIIa, IV, IVA & IVB


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